Pichel joined Regions in 2005 and has held positions as Head of Consumer Lending and as National Production Manager for Regions Mortgage. In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. In 2006, he led the HR integration during the Regions/AmSouth merger. You should consult privacy disclosures at the linked website for further information. Based on 20019 salaries posted anonymously by Santander Chief Compliance Officer employees in Braunton. During her career at Capital Group, she was a senior sales and service leader for Capitals institutional business, senior marketing leader for the global marketing organization, and strategy and business manager for the American Funds mutual fund business. Responsibilities include governance and operational effectiveness as well as oversight and monitoring. As Group Vice President and Director of eCommerce at SouthTrust Bank in Birmingham, Hernandez started the eCommerce group, building it from the ground up. Nolan serves on the board of Regions Foundation and is chair of the finance and audit committee. Beth Ardoin Chief Communications Officer . Regions Bank is an Equal Housing Lender and Member FDIC. Corporate Banking Division Head. September 13 Law and regulation Misra was Chief Operating Officer for XProtean, Inc. and was co-founder/ VP of Strategy for StorePerform Technologies (now part of JDA Corporation). She serves on the board for the Virginia Samford Theatre, the Community Foundation of Greater Birmingham, Jones Valley Teaching Farms, as well as the Board of Overseers for the Culverhouse School of Business. Senior Executive Vice President Plimpton was a board member of United Way, Atlanta (2012-2018), CAREs Womens Advisory Network (2017-2020), and Georgetowns Corporate Counsel Advisory Board (2018-2022). During his tenure with Wachovia, Smithy served as a senior analyst in the Asset and Liability Management division and was promoted to senior vice president and global head of the division. BIRMINGHAM, Ala.-- ( BUSINESS WIRE )-- Regions Bank . Nolan joined Regions in 1989. Prior to joining Regions in 2011, Gale was a founding partner of Maynard Cooper & Gale PC in Birmingham, Alabama. Compliance risk assessments The chief compliance officer Testing and monitoring Click here to download a compendium that provides details about all five ingredients. Prior to joining Regions, Lusco was managing partner in KPMG's offices in Birmingham, Alabama and Memphis, Tennessee. Executive Vice President Regions' new chief transformation officer has expansive mandate Scott Peters serves as the head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. Raber earned an MBA in Finance from Kent State University and a bachelors degree in International Studies/Economics from the University of North Carolina. Through our policies, procedures and practices, Regions is focused on helping customers and communities succeed, and I know the work of Andrew and his team will make a meaningful impact as we fulfill our mission.. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. She leads all institutional, retail and fixed income investor relations functions. Since founding the firm in 1984, it has grown to be one of the Southeasts leading law firms. Scott Peters serves as Chief Transformation Officer and is a member of the companys Executive Leadership Team. Save time and execute with confidence when creating your strategic plan for compliance. She also serves as vice president and program chair for the Southeastern Chapter of the Society for Corporate Governance. Turner joined Regions in 2006 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. RiskClarity is a program that allows you to identify hidden risks and gain visibility into potential problem areas before they arise. Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. William D. Ritter Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. Member FDIC. Prior to joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.4 trillion in assets. Leading compliance programs use the investigations process to foster a sense of organizational justice and combat a fear of retaliation. Plimpton also served as General Counsel to several GE divisions, including Transportation and Energy. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. 78 Code Compliance Officer Jobs in Tempe, AZ - Ziprecruiter.com Nix will report to Tara Plimpton, chief legal officer for the bank. He also graduated with honors from Stonier Graduate School of Banking at the University of Delaware. He then served as head of Enterprise Services and Consumer Banking before being named Chief Operating Officer in 2018. She is a member of the companys Executive Leadership Team. She leads a team responsible for enterprise-wide strategic planning; mergers, acquisitions, and divestitures; and corporate development. Head of Investor Relations. Danella earned a bachelors degree in Economics and English from Vanderbilt. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. Misra is responsible for overseeing the companys data strategy and enterprise data governance, which includes leveraging data and analytics for improving the customer experience, enhancing risk management, and driving revenue growth across the businesses. Executive Vice President 205-264-4551 She joined Regions in July 2015 as the Wealth Strategy and Effectiveness Executive. Turner earned a bachelors degree in Accounting from the University of Alabama in Tuscaloosa and attended Tulane University in Louisiana. Deputy Chief Risk Officer and Chief Credit Officer. The 2022 Gartner Leadership Vision for CCOs research outlinesthree key issues that will affect CCOs and their teams in 2022and actions they should take to mitigate risk, improve compliance culture and embed technology in their processes. Abrahams joined Regions in 2013, most recently served as Area President in North Central Alabama. Throughout his career, Abrahams has been active in serving and supporting nonprofit organizations dedicated to improving the quality of life in various communities. Kate Danella is head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. President, Regions Foundation. FAQs on Compliance functions in banks and Role of Chief Compliance Officer (CCO . BIRMINGHAM, Ala. Feb. 9, 2021 Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. About Regions Financial Corporation C. Ward Cheatham Prior to joining Regions, Pichel served as the Head of Retail Delivery for Citizens Bank in Flint, Michigan, where he was responsible for the entire branch network and was a member of the Executive Leadership Team. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. Prior to joining Regions, he worked in National Accounts for SunTrust Bank overseeing the McDonalds franchise lending program as well as Fortune 1000 companies headquartered in Chicago, Minneapolis/St. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Additional information about Regions and its full line of products and services can be found at www.regions.com. Gartner Terms of Use She joined Regions in 2003 to lead Consumer Credit Risk. Leadership Team and Board of Directors - First Horizon Bank Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. Senior Executive Vice President It demonstrates results via staff skills development and target achievements, while empowering business leaders to mitigate risk throughout their organizations. Plimpton was recognized earlier this year by the Birmingham Business Journal as a 2022 Leader in Diversity. and Executive Vice President New compliance officers face an overwhelming amount of tasks during their first few months. 2023 Regions Bank. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. Effective July 2, 2018, Turner became the chief executive officer and was appointed . During this time she designed and implemented the Debt Products Organization, bringing together underwriting, portfolio management, quality assurance and loan fulfilment activities for C&I and Real Estate portfolios. CCOs are to outline peer benchmarks and best practices to establish compliance program goals and objectives. Santander Chief Compliance Officer Salaries in Braunton Roles included: client management, risk and leadership of client teams including multi-family, retail, office & industrial and REIT groups. An effective compliance program manages corporate compliance with strategic and legal requirements and the principles of ethical culture. and Monitor third and fourth-party compliance activities, keeping in mind the realities of the organizations newly extended enterprise. Embed controls to reduce risk in a hybrid work environment. Tammy LoCascio Chief Operating Officer . Andy Hernandez is Chief Digital Officer for Regions. By Jeremy King | February 9, 2021. Nix to oversee corporate governance framework supporting Regions services for customers and communities. Senior Executive Vice President 2023 Regions Bank. Evaluate current compliance program activities and gauge their effectiveness and impact. Prior to Frito-Lay, Keenan served in the U.S. Army as a Captain for four years. Advisory Services are offered through Cetera Investment Advisers LLC. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Regions Investment Solutions is a marketing name of Cetera Investment Services. By clicking the "" button, you are agreeing to the Galvanized by the 2018 scandal at a tiny branch in Estonia, the Copenhagen-based bank is about half-way through a revamp of its financial crimes controls, according to its new chief compliance officer ET At GE, Plimpton most recently served as Vice President and General Counsel for GE Global Operations. Senior Executive Vice President She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Dan Massey serves as Regions Chief Enterprise Operations and Technology Officer and is a member of the companys Executive Leadership Team. was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. Responsibilities included product innovation, sales, service, user experience, design, channel operations and payments. Owen also leads the Steering Team for the Simplify and Grow strategic priority focused on making banking easier for customers and associates, streamlining the companys organizational structure, accelerating revenue growth, and improving efficiency. Privacy Policy. David J. Turner, Jr. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. Lusco joined Regions in 2011, bringing over 30 years of audit, accounting and risk management expertise in a wide range of institutions. Measure your employees perceptions of culture, observations of misconduct and reporting rates to identify where misconduct occurs. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. In addition to overseeing all relationship management activities across the organization, he is responsible for equipment finance and specialized industry verticals including energy and natural resources, financial services, healthcare, restaurant, technology and defense, and transportation and logistics. Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. Godin earned a Masters in Business Administration from the University of Western Ontario and is also a graduate of the International School of Banking. Chief compliance officers (CCOs) are responsible for designing, implementing and monitoring the processes by which the company will comply with all applicable laws and regulations. In his role as general counsel, he provides leadership for the companys legal affairs and ethics program. Prior to assuming his current duties in 2018, Couch previously served as East Region president where he was responsible for banking operations in Florida, Georgia, East Tennessee, North Carolina, and South Carolina. Core Product Marketing. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021). Owen holds a bachelors degree in Aviation Management from Auburn University School of Engineering. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Our compliance research and advisory services are designed to help you keep up with the fast-paced changes in the regulatory landscape, manage misconduct risk inside the business and ensure compliance along the supply chain. John Turner is president and chief executive officer of Regions Financial Corporation. She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. To align a bank's compliance program with its overall risk management efforts, a growing number of institutions are positioning the chief compliance officer on a direct reporting line to the CRO. Chief Administrative and Human Resources Officer. BIRMINGHAM, Ala., May 04, 2022--Regions Bank announced Dan Massey will join the company as Chief Enterprise Operations and Technology Officer. for the Southeastern Chapter of the Society for Corporate Governance. Regions Bank These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. Chief Digital Officer. Abrahams currently serves on the Operation HOPE Southeastern Board, as well as the boards of the Woodlawn Foundation, the Eyesight Foundation of Alabama and The World Games 2021. He is also a member of the Southeastern Council of Foundations. Matt Lusco is Chief Risk Officer and oversees Regions risk management functions at Regions, including enterprise risk, compliance risk, operational risk, credit risk, market risk, and regulatory affairs. Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Prior to joining Regions in 2013, Martha served as Senior Portfolio Manager and Credit Risk Executive at KeyBank. Scott M. Peters She also serves as vice president and program chair. Dana Nolan serves as the Head of Investor Relations at Regions. Regions Bank Names Andrew Nix as Chief Governance Officer Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. She is a member of the National Investor Relations Institute (NIRI) and a graduate of the Momentum Leadership Program. In addition, as corporate secretary, Gale advises the Board on its role and responsibilities, including its fiduciary responsibilities, and oversees the companys corporate governance policies and practices, the preparation of the proxy statement and sustainability report, the companys engagement with institutional investors on corporate governance matters, and compliance with various regulatory and listing requirements. As Regions Chief Operating Officer, John Owen leads Enterprise Operations, Information Technology, Data and Analytics, Corporate Real Estate and Procurement, Corporate Marketing, and Digital Banking. Use our resources to assess the current state of the function, map out next steps and implement your plans confidently. Their job description entails monitoring and analyzing risk areas in a bank's operation to ensure observance of state or federal laws. Before joining AmSouth, Keenan served as director of Human Resources at Frito-Lay, a division of PepsiCo, where he worked for 10 years. Martha Raber Deputy Chief Compliance Officer - Retail Broker-Dealer You should consult privacy disclosures at the linked website for further information. He also was Chief Knowledge Officer/Chief Science Officer for Cognilytics, Inc., a company he co-founded that was subsequently acquired by CenturyLink. He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. Ronald G. Smith He leads the companys executive leadership team. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop . She reports to the Chief Risk Officer, and is responsible for the overall direction of the banks risk management with a particular focus on credit risk. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. He served as head of Mortgage Banking, Business Banking and the Community Banking segment of Regions Business Services Group prior to his role as the North Central Alabama Area President. He is a graduate of Leadership Alabama, a former member of the Financial Services Roundtable and a former board member for the Consumer Bankers Association. Nix to oversee corporate governance framework supporting Regions services for customers and communities. His career also includes extensive experience in Mortgage operations, digital and technology transformation, and consumer lending. Lusco joined Regions in 2011, bringing over 30 years of financial services industry experience gained by providing audit and consulting to a wide range of institutions. Gale is a former president of both the Alabama State Bar and the Birmingham Bar Association. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop actionable risk guidance. Tara A. Plimpton serves as Chief Legal Officer and Corporate Secretary for Regions Financial Corporation and is a member of the companys Executive Leadership Team. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. All Rights Reserved. Chief Financial Officer. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. Throughout his career, Massey has been involved in a variety of not-for-profit boards, including serving as president of the Virginia Commonwealth University Alumni Association. Previously Peters was head of the Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Peters holds a bachelors of science degree in Marketing from the University of Connecticut. Bank compliance officers evaluate policies/procedures and ensure they . BIRMINGHAM, Ala. - Feb. 9, 2021 - Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. Innovation. Experience. Leadership. Regions Bank Names Dan - Yahoo! December 09, 2020, 1:13 p.m. EST 1 Min Read. Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. Nolan earned a bachelors degree in business from the University of Alabama at Birmingham, and is a graduate of the Bank Administrative Institutes Graduate School of Bank Financial Management at Vanderbilt University in Nashville, Tennessee. Use this one-page template to communicate your strategy with internal business partners. Dave Keenan is Chief Administrative and Human Resources Officer and is a member of the Executive Leadership Team. At a time when the compliance officers are challenged to effectively manage the risks of modern business, new chief compliance officers need to find their feet fast and lead boldly. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title. In addition, he helped large banks build out their big data and data science roadmaps. Before joining KPMG, Lusco was with Arthur Andersen's Birmingham, Alabama, office from 1989 to 2002 and was managing partner from 1996 to 2002. Gale reports directly to CEO John Turner and is a member of the companys Executive Leadership Team. and Senior Executive Vice President Regions provides links to other websites merely and strictly for your convenience. He is a fellow of the American Bar Foundation and has served on the Board of Directors of the American Judicature Society.
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